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Enterprise Risk

Risk Appetite & KRI Workbook

An appetite statement with no number in it cannot be violated. This workbook builds the chain that makes appetite real: statements with residual ceilings, KRIs with thresholds, and a breach response someone is accountable for.

one-time · instant download · free updates
What you get
  • Appetite statements per domain with residual ceilings on the 1–25 scale, and automatic OVER APPETITE flags
  • 200-row KRI register: green/amber/red thresholds, both directions, calculated status
  • Breach response and owner on every KRI, a threshold without a response is decoration
  • Staleness flags: a KRI measured too long ago stops pretending to be a signal
  • Auto dashboard: RED/AMBER counts, domain grid, over-appetite list
  • Mapped to COSO ERM, ISO 31000, NIST CSF 2.0 GV.RM, DORA Art. 6(8), FFIEC · Excel (.xlsx)
How it works

Appetite → tolerance → threshold → response.

Most appetite statements are slogans, a page of adjectives approved by the board that no metric could ever violate. This workbook forces each domain's statement down the chain: a qualitative position, a quantitative tolerance, a residual-risk ceiling on the same 1–25 scale your register uses, and KRIs whose thresholds trip a named person's response. When a number crosses a line the board drew, the workbook says so, in red, automatically.

What's inside

Seven tabs from statement to signal.

Appetite Statements

All seven risk domains pre-filled with strong example statements, appetite levels, tolerances, and ceilings, adapt them, then defend them.

KRI Register

200 rows with 12 worked examples of measurable KRIs (patch SLA %, overdue reassessments, aged issues) each with thresholds, direction, and a breach response.

KRI Dashboard

RED and AMBER counts, % green, the domain × status grid, stale indicators, and the over-appetite list, board-ready, zero manual entry.

Scoring Reference

Appetite-level definitions, threshold-setting guidance, direction logic, and staleness rules, calibrated once, applied consistently.

Compliance Mapping

How the framework supports COSO ERM, ISO 31000, NIST CSF 2.0 governance outcomes, DORA's risk-tolerance requirement, and FFIEC expectations.

Start Here & Glossary

The five-step walkthrough and every column defined with sources.

The thinking: Your Risk Appetite Statement Is a Slogan Until It Has Thresholds.

FAQ

Before you buy

What format is it?

A single Microsoft Excel workbook (.xlsx). No macros; recalculates on open; also opens in Google Sheets and LibreOffice.

Does it work with the other PivotRisk registers?

Yes, deliberately. The ceilings use the same 1–25 residual scale and the same seven domains as the Risk Register and Integrated Register, so "current max residual per domain" is a direct read from either.

Can I use it with clients?

Yes, internally or in client engagements. You can't resell the template itself as a template.

Need it tailored?

If you want appetite workshops facilitated or the framework adapted to your regulator, get in touch.

Give your appetite statement a number

Ceilings, thresholds, and responses someone owns, instead of a page of adjectives.

Get the Workbook, $299 Or get the ERM Bundle ($597)